Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Dudley Lawrence | 4241427 | 1 | 02/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terri Havenstrite | 5632291 | 1 | 10/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Valerie Ellsworth | 3150544 | 1 | 06/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Young | 1883505 | 1 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Thomas Hill | 2262864 | 1 | 08/07/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerod Andrew Wurm | 2861953 | 3 | 12/19/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Mann Gordon | 1245437 | 1 | 05/21/2012 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |
| Jerod Andrew Wurm | 2861953 | 3 | 07/12/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Hepworth | 4873335 | 1 | 06/21/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Blissit | 1364988 | 1 | 06/21/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |