Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa Renee Cunningham | 6554252 | 1 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Ronald Goss | 5461747 | 1 | 02/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce R Clark | 2848753 | 2 | 12/22/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robyn Walthall | 1506439 | 4 | 09/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Beth Lane | 4128325 | 4 | 09/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natalie Anne Gross | 4723602 | 1 | 08/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Holly Beth Lange | 4367276 | 8 | 08/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica L Luchan | 5773540 | 1 | 07/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Holly Beth Lange | 4367276 | 8 | 07/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Alexandria Dubin | 4218790 | 1 | 04/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |