Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Bender II | 4999324 | 5 | 01/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward John Murphy | 3264621 | 2 | 12/29/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Bender II | 4999324 | 5 | 12/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Bender II | 4999324 | 5 | 12/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Brown | 1639778 | 6 | 10/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin M Muller | 4364523 | 10 | 09/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin M Muller | 4364523 | 10 | 09/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Bender II | 4999324 | 5 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Brown | 1639778 | 6 | 07/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Brown | 1639778 | 6 | 05/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |