Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Glaspie | 6898204 | 1 | 05/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Holly Beth Lange | 4367276 | 8 | 05/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachael Anne McBride | 4301261 | 1 | 05/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Holly Beth Lange | 4367276 | 8 | 03/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Schneider | 7469889 | 1 | 03/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Cairns | 7461747 | 1 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin M Muller | 4364523 | 10 | 02/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin M Muller | 4364523 | 10 | 02/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin M Muller | 4364523 | 10 | 01/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Bender II | 4999324 | 5 | 01/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |