Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mindy Spencer | 2448886 | 4 | 04/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Scott Pitts | 2150845 | 2 | 04/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jill Massaro | 3134641 | 3 | 04/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin M Muller | 4364523 | 10 | 03/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Holly Beth Lange | 4367276 | 8 | 02/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Rybacki | 1795327 | 2 | 11/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Thomas Babb | 6215590 | 2 | 07/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin M Muller | 4364523 | 10 | 07/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin M Muller | 4364523 | 10 | 06/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Beth Lane | 4128325 | 4 | 05/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |