Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miranda Pagan | 4350066 | 3 | 01/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robyn Walthall | 1506439 | 4 | 01/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robyn Walthall | 1506439 | 4 | 01/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miranda Pagan | 4350066 | 3 | 12/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Douglas Stewart | 1392937 | 6 | 12/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miranda Pagan | 4350066 | 3 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne McMullen | 3007601 | 4 | 09/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne McMullen | 3007601 | 4 | 09/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Douglas Stewart | 1392937 | 6 | 08/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Harvie | 2415104 | 3 | 08/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |