Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James A Willett II | 1615980 | 1 | 01/10/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dwain Allen Dadoly | 1568631 | 4 | 02/08/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dwain Allen Dadoly | 1568631 | 4 | 02/08/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dwain Allen Dadoly | 1568631 | 4 | 11/10/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Maximilien Freelander | 2110045 | 6 | 02/24/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Julian Blackwell | 1592007 | 5 | 06/07/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Tarabicos | 1754925 | 4 | 05/23/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Julian Blackwell | 1592007 | 5 | 04/19/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Patrick Ferguson | 1839223 | 1 | 05/21/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Tarabicos | 1754925 | 4 | 10/25/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |