Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael A Shear | 420844 | 2 | 07/08/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Brian Watts | 4430412 | 4 | 10/27/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Laughton | 1009597 | 2 | 09/15/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Baier | 4578709 | 2 | 03/07/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Brian Watts | 4430412 | 4 | 04/03/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kery Hutner | 2631738 | 5 | 12/12/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Grady West | 4331321 | 2 | 08/15/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael L Eastburn | 1623751 | 2 | 11/12/1998 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |
| Karolyn Armstrong | 1234538 | 2 | 02/06/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Troy Wagnon | 1684626 | 3 | 11/13/1995 | Customer Dispute | Final | $12,000.00 | $0.00 | See FINRA Report |