Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Raymond Olson | 1624360 | 1 | 05/13/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Lukanich | 1199607 | 2 | 05/13/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Gerard Snyder | 723470 | 4 | 05/02/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kery Hutner | 2631738 | 5 | 04/08/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dustin E Thornburg | 5629738 | 1 | 09/10/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Allan Kavanaugh | 4872423 | 1 | 01/24/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Banks | 1186771 | 5 | 01/04/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Brent Glor | 2341019 | 3 | 11/19/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brooks Judson Collins | 4246294 | 2 | 06/27/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Carter | 2592511 | 1 | 08/18/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |