Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Teresa Maniere | 1085756 | 1 | 08/25/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alan Brent Glor | 2341019 | 3 | 08/23/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Melinda Caroline Lapert | 1403148 | 1 | 03/13/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Salerno | 1411916 | 1 | 01/17/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Albano | 2171602 | 1 | 04/18/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Galvin Johnson | 2904031 | 2 | 12/04/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kelly Rybacki | 1795327 | 2 | 10/20/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Anthony Gallina | 1174223 | 1 | 11/09/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kery Hutner | 2631738 | 5 | 07/09/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roy Allain St Paul | 1948088 | 1 | 02/08/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |