Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Linda Lynch | 716063 | 7 | 04/29/1993 | Customer Dispute | Settled | $61,340.00 | $0.00 | See FINRA Report |
| Vincent Donato | 800121 | 1 | 01/19/1993 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Steven Rowe | 1732516 | 3 | 09/15/1992 | Customer Dispute | Settled | $51,890.10 | $0.00 | See FINRA Report |
| Nicholas Boccella | 860147 | 6 | 08/12/1992 | Customer Dispute | Settled | $40,342.10 | $0.00 | See FINRA Report |
| Stephen Mills | 1161992 | 1 | 07/16/1992 | Customer Dispute | Settled | $449,732.00 | $0.00 | See FINRA Report |
| Nicholas Boccella | 860147 | 6 | 06/24/1992 | Customer Dispute | Settled | $129,304.00 | $0.00 | See FINRA Report |
| Paul Bertsch | 20439 | 1 | 06/01/1992 | Customer Dispute | Award / Judgment | $99,300.00 | $56,500.00 | See FINRA Report |
| Nicholas Boccella | 860147 | 6 | 04/04/1992 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Linda Lynch | 716063 | 7 | 03/10/1992 | Customer Dispute | Settled | $27,500.00 | $0.00 | See FINRA Report |
| Nicholas Boccella | 860147 | 6 | 02/23/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |