Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Belport | 1103596 | 3 | 11/01/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Molt | 1472212 | 3 | 10/21/1993 | Customer Dispute | Settled | $57,038.00 | $0.00 | See FINRA Report |
| Scott Molt | 1472212 | 3 | 10/21/1993 | Customer Dispute | Settled | $13,549.00 | $0.00 | See FINRA Report |
| Scott Molt | 1472212 | 3 | 10/21/1993 | Customer Dispute | Settled | $88,132.00 | $0.00 | See FINRA Report |
| William H Bender | 1447054 | 5 | 10/21/1993 | Customer Dispute | Settled | $8,637.00 | $0.00 | See FINRA Report |
| David Helverson | 1485159 | 1 | 10/21/1993 | Customer Dispute | Settled | $11,575.00 | $0.00 | See FINRA Report |
| Barry Patrick Sullivan | 705614 | 6 | 10/20/1993 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Linda Lynch | 716063 | 7 | 08/09/1993 | Customer Dispute | Settled | $76,416.60 | $0.00 | See FINRA Report |
| Dean Andersen | 1751352 | 3 | 08/01/1993 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Robert Frances O'Herlihy | 1083169 | 1 | 05/18/1993 | Customer Dispute | Award / Judgment | $98,840.00 | $29,250.00 | See FINRA Report |