Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Rudenberg | 809162 | 7 | 12/15/1994 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Maurice Connelly | 1047393 | 2 | 09/23/1994 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| David Alan Anderson | 838292 | 4 | 08/23/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barry Patrick Sullivan | 705614 | 6 | 08/10/1994 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Donald Adams | 1753312 | 2 | 07/25/1994 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Monte Edward Messman | 1018779 | 3 | 06/29/1994 | Customer Dispute | Settled | $472,055.00 | $0.00 | See FINRA Report |
| David Alan Anderson | 838292 | 4 | 05/03/1994 | Customer Dispute | Settled | $34,600.00 | $0.00 | See FINRA Report |
| David Alan Anderson | 838292 | 4 | 02/05/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Justin McLaughlin | 1558857 | 1 | 01/12/1994 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Andrew Martin | 2138102 | 2 | 12/01/1993 | Customer Dispute | Award / Judgment | $381,152.00 | $178,234.00 | See FINRA Report |