Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William H Bender | 1447054 | 5 | 11/08/1995 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Lee Julian Blackwell | 1592007 | 5 | 08/30/1995 | Customer Dispute | Award / Judgment | $125,000.00 | $50,000.00 | See FINRA Report |
| Christian Cooper | 1603271 | 3 | 07/25/1995 | Customer Dispute | Award / Judgment | $500,000.00 | $408,000.00 | See FINRA Report |
| Marvin Dean Ferguson | 2119935 | 6 | 06/12/1995 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| Sebastian Messina | 1215286 | 1 | 05/24/1995 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |
| Fred Arthur Scheeren | 870669 | 1 | 02/28/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy O'Brien | 2085483 | 1 | 02/03/1995 | Customer Dispute | Award / Judgment | $17,408.30 | $7,608.50 | See FINRA Report |
| Dean Andersen | 1751352 | 3 | 01/20/1995 | Customer Dispute | Settled | $18,949.30 | $0.00 | See FINRA Report |
| David Belport | 1103596 | 3 | 01/12/1995 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Christopher Louis Foley | 1857848 | 1 | 01/05/1995 | Customer Dispute | Settled | $920.89 | $0.00 | See FINRA Report |