Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Snow Benjamin | 1562197 | 1 | 03/07/1997 | Customer Dispute | Settled | $62,000.00 | $0.00 | See FINRA Report |
| Martin Joseph Ganzekaufer | 2432268 | 3 | 02/14/1997 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| William H Bender | 1447054 | 5 | 01/28/1997 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Kenneth Michael Woodham | 1032499 | 1 | 01/01/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Logan | 2316425 | 2 | 10/04/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Wickham | 1691292 | 3 | 10/01/1996 | Customer Dispute | Settled | $232,000.00 | $0.00 | See FINRA Report |
| Daniel J Bavuso | 2460730 | 4 | 06/04/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Alan Anderson | 838292 | 4 | 03/18/1996 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Louis J Bouchard | 1426360 | 1 | 01/24/1996 | Customer Dispute | Award / Judgment | $8,500.00 | $0.00 | See FINRA Report |
| Troy Wagnon | 1684626 | 3 | 11/13/1995 | Customer Dispute | Final | $12,000.00 | $0.00 | See FINRA Report |