Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chris Patrick McCrary | 2294498 | 3 | 12/18/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Bibb | 2322950 | 3 | 12/11/1997 | Customer Dispute | Award / Judgment | $88,342.00 | $18,015.00 | See FINRA Report |
| William Soltis | 2140820 | 4 | 12/03/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Rhyne | 1530757 | 1 | 11/19/1997 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |
| William Thomas Davis | 1014695 | 2 | 11/11/1997 | Customer Dispute | Award / Judgment | $52,683.30 | $17,100.00 | See FINRA Report |
| Harry Richard Pinkham | 2313011 | 3 | 09/04/1997 | Customer Dispute | Award / Judgment | $34,317.70 | $37,600.30 | See FINRA Report |
| Scott Richard Gross | 2190486 | 2 | 08/29/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Bernard Cannan | 726290 | 3 | 06/27/1997 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| James Bernard Cannan | 726290 | 3 | 04/29/1997 | Customer Dispute | Award / Judgment | $100,000.00 | $5,000.00 | See FINRA Report |
| Lee Julian Blackwell | 1592007 | 5 | 04/22/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |