Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Anthony Delizza | 1948559 | 1 | 10/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Rudenberg | 809162 | 7 | 10/13/1998 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Scott Richard Gross | 2190486 | 2 | 10/05/1998 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Louis Crafa | 1199944 | 1 | 09/02/1998 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Thomas Anthony Tarabicos | 1754925 | 4 | 07/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Jones | 1600116 | 1 | 07/20/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Roberts | 2238402 | 3 | 06/23/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Dean Brusca | 1029294 | 3 | 06/17/1998 | Customer Dispute | Award / Judgment | $63,000.00 | $81,409.90 | See FINRA Report |
| Peter Vrooman | 2429867 | 1 | 03/17/1998 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Barry Patrick Sullivan | 705614 | 6 | 12/19/1997 | Customer Dispute | Settled | $808,613.00 | $0.00 | See FINRA Report |