Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Allan Green | 719518 | 1 | 12/14/1998 | Customer Dispute | Denied | $35,529.00 | $0.00 | See FINRA Report |
| Curtis Lawrence Rach | 2202176 | 6 | 12/07/1998 | Customer Dispute | Denied | $17,600.00 | $0.00 | See FINRA Report |
| John Draper | 839434 | 10 | 11/25/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Draper | 839434 | 10 | 11/25/1998 | Customer Dispute | Denied | $25,066.00 | $0.00 | See FINRA Report |
| John Draper | 839434 | 10 | 11/25/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stewart Ritter | 1032383 | 5 | 11/19/1998 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Michael L Eastburn | 1623751 | 2 | 11/12/1998 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |
| John Kellar | 1436046 | 6 | 11/06/1998 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Dennis Cooney | 2231554 | 2 | 11/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Mooney | 2311965 | 1 | 10/28/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |