Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Edward Singer | 705638 | 1 | 04/01/1999 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| David Roberts | 2238402 | 3 | 03/22/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Andrew Banks | 1186771 | 5 | 03/08/1999 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Melanie Rudolph | 2234465 | 1 | 02/24/1999 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Vieira | 1410092 | 7 | 02/18/1999 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Maximilien Freelander | 2110045 | 6 | 02/03/1999 | Customer Dispute | Denied | $343,726.00 | $0.00 | See FINRA Report |
| Richard Daniel Barrett | 13454 | 3 | 01/28/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Curtis Lawrence Rach | 2202176 | 6 | 01/26/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Dean Brusca | 1029294 | 3 | 01/20/1999 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Christopher Calabrese | 2688969 | 2 | 12/16/1998 | Customer Dispute | Settled | $8,200.00 | $0.00 | See FINRA Report |