Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason James Innocenti | 2335549 | 1 | 05/16/2018 | Customer Dispute | Denied | $29,639.70 | $0.00 | See FINRA Report |
| Jerald Michael Prostrollo | 1343168 | 1 | 04/27/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Kellar | 1436046 | 6 | 04/23/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Laughton | 1009597 | 2 | 04/13/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dudley John Dupuis | 2383319 | 1 | 01/05/2018 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Daniel John Bezik | 2779704 | 2 | 01/05/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard David Mercado | 2302301 | 7 | 11/03/2017 | Customer Dispute | Denied | $11,793.00 | $0.00 | See FINRA Report |
| Jason Marc Freeman | 2339472 | 5 | 10/24/2017 | Customer Dispute | Denied | $6,080.00 | $0.00 | See FINRA Report |
| Maximilien Freelander | 2110045 | 6 | 10/18/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard David Mercado | 2302301 | 7 | 10/11/2017 | Customer Dispute | Settled | $34,324.00 | $0.00 | See FINRA Report |