Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Arthur Petersen | 2892496 | 1 | 12/19/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Trueman | 2512028 | 2 | 12/05/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Sacks | 6773303 | 1 | 10/30/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Salvatore L Saetta | 5479434 | 2 | 10/26/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Salvatore L Saetta | 5479434 | 2 | 10/25/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Mike Kratzke | 2747760 | 1 | 10/23/2018 | Customer Dispute | Denied | $50,090.00 | $0.00 | See FINRA Report |
| Thomas Reilly Riordan | 3057471 | 3 | 09/13/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kery Hutner | 2631738 | 5 | 06/11/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sean Molloy | 4525881 | 1 | 05/31/2018 | Customer Dispute | Denied | $47,705.40 | $0.00 | See FINRA Report |
| Richard David Mercado | 2302301 | 7 | 05/31/2018 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |