Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Marc Freeman | 2339472 | 5 | 08/09/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Arch | 1552572 | 2 | 02/03/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Trueman | 2512028 | 2 | 02/02/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerry Dale Lawhead | 3211989 | 1 | 12/01/2020 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| George Clayton | 4570869 | 1 | 10/30/2020 | Customer Dispute | Denied | $19,974.00 | $0.00 | See FINRA Report |
| Jason J Zoch | 4202130 | 1 | 10/02/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Morey Sanford Perlmutter | 2579985 | 1 | 09/21/2020 | Customer Dispute | Settled | $13,511.00 | $0.00 | See FINRA Report |
| James Leslie Lacey | 3087081 | 4 | 08/04/2020 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Sheila Leah Spicehandler | 3096139 | 1 | 05/28/2020 | Customer Dispute | Denied | $15,480.00 | $0.00 | See FINRA Report |
| Jeffrey Lamar Burton | 2366552 | 6 | 05/24/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |