Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric B Soiland | 1578219 | 2 | 09/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Jeremiah Russamano | 4094176 | 2 | 08/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alison McGowan | 1306188 | 1 | 08/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Yale Frank | 723283 | 3 | 06/22/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Lee Whatley | 2442537 | 2 | 05/18/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ernest Holguin | 2793782 | 1 | 04/30/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Asche | 4522588 | 1 | 02/25/2022 | Customer Dispute | Denied | $7,231.39 | $0.00 | See FINRA Report |
| Paul Fordham | 5296366 | 1 | 09/28/2021 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Timothy Baltzer | 2787410 | 3 | 08/23/2021 | Customer Dispute | Denied | $66,000.00 | $0.00 | See FINRA Report |
| William Norman Doan | 3063269 | 1 | 08/18/2021 | Customer Dispute | Denied | $159,740.00 | $0.00 | See FINRA Report |