Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Virginia Bowie | 859986 | 1 | 03/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stewart Ritter | 1032383 | 5 | 03/10/2016 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Robert Wilson | 4040322 | 1 | 03/02/2016 | Customer Dispute | Denied | $78,000.00 | $0.00 | See FINRA Report |
| William Joseph Davis | 4669409 | 1 | 02/24/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Stoll | 1832924 | 2 | 02/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Edwin Thompson | 2017329 | 2 | 02/10/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Anderson | 2167259 | 1 | 01/31/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay D'Meza | 1735817 | 3 | 01/27/2016 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Richard David Mercado | 2302301 | 7 | 01/14/2016 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Dominic Louis Greco | 4794665 | 1 | 01/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |