Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Bordelon | 1513857 | 4 | 01/01/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Hondula | 1172156 | 1 | 11/15/1989 | Customer Dispute | Award / Judgment | $11,400.00 | $5,211.00 | See FINRA Report |
| Maximilien Freelander | 2110045 | 6 | 08/31/1989 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kenneth Bruce Lang | 301873 | 1 | 11/16/1988 | Customer Dispute | Settled | $132,000.00 | $0.00 | See FINRA Report |
| Steven Adelizi | 1014208 | 1 | 08/02/1988 | Customer Dispute | Settled | $23,901.30 | $0.00 | See FINRA Report |
| Viviana P Santiago | 1200934 | 3 | 02/06/1988 | Customer Dispute | Award / Judgment | $150,000.00 | $37,500.00 | See FINRA Report |
| Donald Rich | 375398 | 2 | 07/23/1987 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| David Guier | 1106889 | 2 | 04/02/1987 | Customer Dispute | Settled | $15,200.00 | $0.00 | See FINRA Report |
| Bruce Rudenberg | 809162 | 7 | 03/01/1987 | Customer Dispute | Award / Judgment | $0.00 | $50,000.00 | See FINRA Report |
| Robert Rotstan | 824624 | 2 | 05/25/1984 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |