Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mikal Haddad | 5428782 | 1 | 03/31/2017 | Customer Dispute | Denied | $16,413.00 | $0.00 | See FINRA Report |
| Richard Defuccio | 702440 | 2 | 02/28/2017 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Douglas Albert Pastor | 2903990 | 2 | 02/07/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lynden Medlin | 4737205 | 1 | 02/06/2017 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Paul Michael Largo | 2860474 | 1 | 01/31/2017 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Jeffrey David Day | 4235885 | 2 | 01/23/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scot Michael Jaffe | 4235046 | 3 | 01/23/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Adams | 2750470 | 1 | 12/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Daniel MacLeod | 1633717 | 1 | 12/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Blank | 4394502 | 1 | 10/20/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |