Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Alan Knaub | 1669221 | 2 | 12/25/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Harry Richard Pinkham | 2313011 | 3 | 10/16/2000 | Customer Dispute | Closed-No Action | $5,885.64 | $0.00 | See FINRA Report |
| Adam Moldof | 2657404 | 1 | 08/27/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Vincent Batteria | 2987103 | 2 | 08/04/2000 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Douglas Albert Pastor | 2903990 | 2 | 07/06/2000 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Stephen Barto | 2445955 | 1 | 04/19/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Nancy Lee Fairchild | 1176391 | 1 | 04/13/2000 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Jason McTaggart | 2579561 | 1 | 05/03/1999 | Customer Dispute | Closed-No Action | $53,625.00 | $0.00 | See FINRA Report |
| Chris Patrick McCrary | 2294498 | 3 | 12/18/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Rhyne | 1530757 | 1 | 11/19/1997 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |