Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Fragoso | 1698814 | 1 | 10/11/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Martin Price | 2794754 | 3 | 08/31/2001 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Wayne McMullen | 3007601 | 4 | 08/13/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Coughlin | 1356689 | 3 | 08/01/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kent Wilson Whitaker | 1868711 | 1 | 06/18/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Timothy Schofield | 1305690 | 1 | 06/13/2001 | Customer Dispute | Closed-No Action | $12,672.80 | $0.00 | See FINRA Report |
| Robert Scherzer | 873966 | 3 | 04/08/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Yoanides | 1068894 | 1 | 02/27/2001 | Customer Dispute | Closed-No Action | $32,338.00 | $0.00 | See FINRA Report |
| Larry Lincoln | 1293743 | 2 | 02/18/2001 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Randall Biglione | 1192451 | 1 | 02/05/2001 | Customer Dispute | Closed-No Action | $8,191.00 | $0.00 | See FINRA Report |