Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Patrick Sullivan | 705614 | 6 | 01/09/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ben Pape | 2819766 | 1 | 10/29/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Kassower | 839326 | 1 | 09/10/2002 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Richard Jay | 2468822 | 1 | 08/23/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Meeks | 1908966 | 2 | 07/08/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Earl | 2267686 | 2 | 05/16/2002 | Customer Dispute | Closed-No Action | $330,000.00 | $0.00 | See FINRA Report |
| Eugene Han Jin Pak | 3043223 | 1 | 01/24/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ted William Densmore | 1308107 | 2 | 12/26/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alan Brent Glor | 2341019 | 3 | 10/22/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Laura Kellejian | 1941057 | 1 | 10/17/2001 | Customer Dispute | Closed-No Action | $699,165.00 | $0.00 | See FINRA Report |