Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James McMurtry | 1476546 | 1 | 08/22/2003 | Customer Dispute | Closed-No Action | $15,961.70 | $0.00 | See FINRA Report |
| Terry McCollam | 704121 | 1 | 08/22/2003 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Donald Nelson | 2259705 | 1 | 08/19/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lemunyon | 1510569 | 3 | 08/08/2003 | Customer Dispute | Closed-No Action | $57,000.00 | $0.00 | See FINRA Report |
| William Soltis | 2140820 | 4 | 08/04/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Rowe | 1732516 | 3 | 07/28/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jerry Chapman Jeffrey | 1535608 | 1 | 05/14/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael W Schenking | 1897342 | 3 | 05/12/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alan Bradley Guenzel | 1389622 | 2 | 03/17/2003 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| David Conrad Johns | 2811191 | 2 | 03/07/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |