Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dean Blagoi Shuplinkov | 2813832 | 3 | 06/15/2005 | Customer Dispute | Closed-No Action | $143,000.00 | $0.00 | See FINRA Report |
| Theodore Youngling | 713998 | 2 | 06/10/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Polly Sue Jones | 1034982 | 4 | 05/17/2005 | Customer Dispute | Closed-No Action | $128,500.00 | $0.00 | See FINRA Report |
| Alan A Demattia | 1721752 | 2 | 10/13/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Todd Blankenship | 2846680 | 2 | 08/12/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William H Bender | 1447054 | 5 | 08/05/2004 | Customer Dispute | Closed-No Action | $13,800.00 | $0.00 | See FINRA Report |
| Thomas Sanderson | 1705784 | 4 | 05/26/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Coughlin | 1356689 | 3 | 05/25/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Buie | 1389296 | 1 | 10/27/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bryan W Davenport | 2927291 | 2 | 09/02/2003 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |