Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alison Rainer | 7119631 | 1 | 09/12/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Silvia Hansen | 4929643 | 4 | 10/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Silvia Hansen | 4929643 | 4 | 10/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Silvia Hansen | 4929643 | 4 | 10/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Silvia Hansen | 4929643 | 4 | 10/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Graham Nilsen | 1572362 | 1 | 11/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Larry Joseph Costa | 2434807 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |