Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Earl Jacques | 256722 | 2 | 12/31/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David John Thompson | 1061065 | 4 | 10/21/1993 | Customer Dispute | Settled | $16,245.00 | $0.00 | See FINRA Report |
| David John Thompson | 1061065 | 4 | 06/01/1993 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David John Thompson | 1061065 | 4 | 01/27/1992 | Customer Dispute | Settled | $51,000.00 | $0.00 | See FINRA Report |
| David John Thompson | 1061065 | 4 | 04/30/1990 | Customer Dispute | Award / Judgment | $20,000.00 | $26,207.00 | See FINRA Report |
| George Earl Jacques | 256722 | 2 | 10/23/1987 | Customer Dispute | Settled | $143,000.00 | $0.00 | See FINRA Report |