Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Donaldson Hodges | 1714289 | 2 | 09/18/2017 | Customer Dispute | Award / Judgment | $675,000.00 | $76,000.00 | See FINRA Report |
| Gary MacK Bradshaw | 1389924 | 3 | 12/08/2016 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Gary MacK Bradshaw | 1389924 | 3 | 09/15/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Lee Quincy Bradshaw | 6788372 | 1 | 05/07/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Donaldson Hodges | 1714289 | 2 | 04/19/2010 | Customer Dispute | Closed-No Action | $22,000.00 | $0.00 | See FINRA Report |
| Eric Jay Marshall | 2981115 | 1 | 11/11/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Jason Woodard | 1264549 | 3 | 09/22/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Jason Woodard | 1264549 | 3 | 07/15/2006 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Gary MacK Bradshaw | 1389924 | 3 | 02/28/2003 | Customer Dispute | Settled | $39,459.00 | $0.00 | See FINRA Report |
| Robert Jason Woodard | 1264549 | 3 | 10/08/2002 | Customer Dispute | Settled | $95,149.00 | $0.00 | See FINRA Report |