Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rafael Scott Klein | 2865823 | 7 | 11/17/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Rafael Scott Klein | 2865823 | 7 | 10/26/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |