Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Clayton Perry | 4673919 | 2 | 09/30/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Frank Mirra | 1437208 | 1 | 12/02/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stanley John Majkrzak | 3163357 | 1 | 04/30/2021 | Customer Dispute | Denied | $25,565.00 | $0.00 | See FINRA Report |
| Nicholas Steven McCreary | 6200571 | 1 | 04/30/2021 | Customer Dispute | Denied | $25,565.00 | $0.00 | See FINRA Report |
| Joshua Enrique Danforth | 4884480 | 1 | 05/27/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aron Max Wegner | 6672654 | 1 | 09/13/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joel Leonard Hochman | 1251759 | 1 | 11/09/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin J Krakora | 6618899 | 1 | 06/02/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Clayton Perry | 4673919 | 2 | 01/20/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keola Jordan Elobt | 4785685 | 1 | 01/20/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |