Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cova Capital Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John David Bergin | 4097897 | 11 | 03/18/2005 | Customer Dispute | Denied | $11,749.00 | $0.00 | See FINRA Report |
| John David Bergin | 4097897 | 11 | 03/16/2005 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| John David Bergin | 4097897 | 11 | 11/17/2004 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Douglas Charles Lamb | 2550574 | 9 | 06/04/2004 | Customer Dispute | Pending | $25,000.00 | $37,500.00 | See FINRA Report |
| Andrew Paul Schneider | 2907279 | 12 | 04/12/2004 | Customer Dispute | Settled | $330,000.00 | $0.00 | See FINRA Report |
| Andrew Paul Schneider | 2907279 | 12 | 01/03/2004 | Customer Dispute | Settled | $91,000.00 | $0.00 | See FINRA Report |
| Andrew Paul Schneider | 2907279 | 12 | 10/20/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Taylor Gibstein | 1197295 | 4 | 03/14/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William John Odenthal | 1345266 | 4 | 01/09/2003 | Customer Dispute | Settled | $13,220.40 | $0.00 | See FINRA Report |
| Andrew Paul Schneider | 2907279 | 12 | 12/09/2002 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |