Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cova Capital Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Thomas Walker | 2107798 | 1 | 08/22/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Charles Lamb | 2550574 | 9 | 06/15/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Douglas Charles Lamb | 2550574 | 9 | 03/02/2010 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Douglas Charles Lamb | 2550574 | 9 | 01/26/2010 | Customer Dispute | Pending | $60,000.00 | $0.00 | See FINRA Report |
| Douglas Charles Lamb | 2550574 | 9 | 07/15/2009 | Customer Dispute | Settled | $2,630,000.00 | $0.00 | See FINRA Report |
| John David Bergin | 4097897 | 11 | 08/20/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John David Bergin | 4097897 | 11 | 03/31/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John David Bergin | 4097897 | 11 | 03/18/2005 | Customer Dispute | Denied | $11,749.00 | $0.00 | See FINRA Report |
| John David Bergin | 4097897 | 11 | 03/16/2005 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| John David Bergin | 4097897 | 11 | 11/17/2004 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |