Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cova Capital Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John David Bergin | 4097897 | 11 | 06/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John David Bergin | 4097897 | 11 | 04/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John David Bergin | 4097897 | 11 | 03/31/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John David Bergin | 4097897 | 11 | 03/24/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Charles Lamb | 2550574 | 9 | 12/22/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Charles Lamb | 2550574 | 9 | 03/10/2015 | Customer Dispute | Withdrawn | $450,000.00 | $0.00 | See FINRA Report |
| John David Bergin | 4097897 | 11 | 02/02/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Taylor Gibstein | 1197295 | 4 | 07/29/2013 | Customer Dispute | Settled | $76,110.20 | $0.00 | See FINRA Report |
| John David Bergin | 4097897 | 11 | 08/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Charles Lamb | 2550574 | 9 | 08/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |