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FINRA Broker Disclosures for Cova Capital Partners LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cova Capital Partners LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 55 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Salvatore James Marotta4590397511/29/2016Judgment / Lien$0.00$0.00See FINRA Report
John David Bergin40978971106/17/2016Judgment / Lien$0.00$0.00See FINRA Report
Salvatore James Marotta4590397506/17/2016Customer DisputeSettled$84,124.00$0.00See FINRA Report
John David Bergin40978971104/15/2016Judgment / Lien$0.00$0.00See FINRA Report
John David Bergin40978971103/31/2016FinancialPending$0.00$0.00See FINRA Report
John David Bergin40978971103/24/2016Judgment / Lien$0.00$0.00See FINRA Report
Douglas Charles Lamb2550574912/22/2015RegulatoryFinal$0.00$0.00See FINRA Report
Douglas Charles Lamb2550574903/10/2015Customer DisputeWithdrawn$450,000.00$0.00See FINRA Report
John David Bergin40978971102/02/2014Judgment / Lien$0.00$0.00See FINRA Report
Edward Taylor Gibstein1197295407/29/2013Customer DisputeSettled$76,110.20$0.00See FINRA Report

55 Results

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