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FINRA Broker Disclosures for Cova Capital Partners LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cova Capital Partners LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 28 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John David Bergin40978971103/16/2005Customer DisputeSettled$12,000.00$0.00See FINRA Report
John David Bergin40978971111/17/2004Customer DisputeSettled$14,000.00$0.00See FINRA Report
Douglas Charles Lamb2550574906/04/2004Customer DisputePending$25,000.00$37,500.00See FINRA Report
Andrew Paul Schneider29072791504/12/2004Customer DisputeSettled$330,000.00$0.00See FINRA Report
Andrew Paul Schneider29072791501/03/2004Customer DisputeSettled$91,000.00$0.00See FINRA Report
William John Odenthal1345266401/09/2003Customer DisputeSettled$13,220.40$0.00See FINRA Report
Andrew Paul Schneider29072791512/09/2002Customer DisputeSettled$210,000.00$0.00See FINRA Report
Andrew Paul Schneider29072791506/14/2002Customer DisputePending$0.00$0.00See FINRA Report
Andrew Paul Schneider29072791505/08/2002Customer DisputeSettled$130,000.00$0.00See FINRA Report
Andrew Paul Schneider29072791504/24/2002Customer DisputeSettled$600,000.00$0.00See FINRA Report

28 Results

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