Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cova Capital Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John David Bergin | 4097897 | 11 | 03/16/2005 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
John David Bergin | 4097897 | 11 | 11/17/2004 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
Douglas Charles Lamb | 2550574 | 9 | 06/04/2004 | Customer Dispute | Pending | $25,000.00 | $37,500.00 | See FINRA Report |
Andrew Paul Schneider | 2907279 | 15 | 04/12/2004 | Customer Dispute | Settled | $330,000.00 | $0.00 | See FINRA Report |
Andrew Paul Schneider | 2907279 | 15 | 01/03/2004 | Customer Dispute | Settled | $91,000.00 | $0.00 | See FINRA Report |
William John Odenthal | 1345266 | 4 | 01/09/2003 | Customer Dispute | Settled | $13,220.40 | $0.00 | See FINRA Report |
Andrew Paul Schneider | 2907279 | 15 | 12/09/2002 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
Andrew Paul Schneider | 2907279 | 15 | 06/14/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Andrew Paul Schneider | 2907279 | 15 | 05/08/2002 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
Andrew Paul Schneider | 2907279 | 15 | 04/24/2002 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |