Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Carter Forbes | 706054 | 3 | 05/23/1985 | Customer Dispute | Award / Judgment | $14,200.00 | $14,200.00 | See FINRA Report |
| Jeffrey John Talarico | 5292730 | 1 | 01/31/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Henry Michael Fisher | 1195446 | 1 | 06/26/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Thomas Vandeventer | 1203723 | 2 | 11/01/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Thomas Vandeventer | 1203723 | 2 | 11/01/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alan Richard Nadolna | 1021266 | 1 | 12/18/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |