Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Neil Goddard | 2748995 | 6 | 01/19/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stacy Lynn Long | 2705881 | 3 | 07/20/1999 | Customer Dispute | Settled | $12,953.70 | $0.00 | See FINRA Report |
| Bruce Gene Vollrath | 1212255 | 7 | 08/02/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael John Graham | 2114201 | 1 | 03/14/1994 | Customer Dispute | Award / Judgment | $32,000.00 | $16,579.00 | See FINRA Report |
| Todd Stuart Morgan | 1296324 | 5 | 03/09/1994 | Customer Dispute | Settled | $9,670.00 | $0.00 | See FINRA Report |
| Bruce Gene Vollrath | 1212255 | 7 | 10/21/1993 | Customer Dispute | Settled | $8,908.00 | $0.00 | See FINRA Report |
| Todd Stuart Morgan | 1296324 | 5 | 08/12/1993 | Customer Dispute | Settled | $24,342.40 | $0.00 | See FINRA Report |
| John Carter Forbes | 706054 | 3 | 08/11/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Gene Vollrath | 1212255 | 7 | 01/11/1993 | Customer Dispute | Award / Judgment | $35,000.00 | $19,276.00 | See FINRA Report |
| Stephen Lawrence Brown | 846431 | 6 | 10/13/1992 | Customer Dispute | Award / Judgment | $36,000.00 | $33,622.80 | See FINRA Report |