Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Neil Goddard | 2748995 | 6 | 07/21/2004 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Larry Neil Goddard | 2748995 | 6 | 09/26/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Larry Neil Goddard | 2748995 | 6 | 06/02/2003 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Stacy Lynn Long | 2705881 | 3 | 04/24/2003 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |
| Craig Lee Dunn | 1061500 | 2 | 09/06/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Arthur Steinbrenner | 1225845 | 3 | 09/03/2002 | Customer Dispute | Closed-No Action | $27,620.00 | $0.00 | See FINRA Report |
| William Emil Bersbach | 2303781 | 1 | 03/05/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Craig Lee Dunn | 1061500 | 2 | 01/16/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Richard Tierney | 702349 | 2 | 05/15/2001 | Customer Dispute | Closed-No Action | $10,692.90 | $0.00 | See FINRA Report |
| Larry Neil Goddard | 2748995 | 6 | 01/19/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |