Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Keller | 266581 | 1 | 03/23/2000 | Customer Dispute | Award / Judgment | $1,075,000.00 | $0.00 | See FINRA Report |
| Richard French Judd | 1891117 | 7 | 12/05/1997 | Customer Dispute | Denied | $18,320.30 | $0.00 | See FINRA Report |
| Richard French Judd | 1891117 | 7 | 07/12/1994 | Customer Dispute | Settled | $158,000.00 | $0.00 | See FINRA Report |