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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Richard French Judd1891117708/07/2009Customer DisputeSettled$500,000.00$0.00See FINRA Report
Richard French Judd1891117706/15/2009Customer DisputeSettled$480,000.00$0.00See FINRA Report
Richard French Judd1891117709/21/2007Customer DisputeSettled$46,434.90$0.00See FINRA Report
Richard French Judd1891117707/12/1994Customer DisputeSettled$158,000.00$0.00See FINRA Report

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