Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Leonard Berlin | 3004601 | 2 | 01/27/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vincent A Panizzi | 5954916 | 1 | 10/28/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott John Laduke | 3005737 | 1 | 10/23/2008 | Customer Dispute | Closed-No Action | $650,000.00 | $0.00 | See FINRA Report |
| William Leonard Berlin | 3004601 | 2 | 08/04/2008 | Customer Dispute | Denied | $175,000.00 | $0.00 | See FINRA Report |
| Robert Louis Puz | 2619942 | 1 | 07/20/2005 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Donald Joseph Whitton | 2116141 | 4 | 12/01/2000 | Customer Dispute | Settled | $161,700.00 | $0.00 | See FINRA Report |
| Donald Joseph Whitton | 2116141 | 4 | 02/29/2000 | Customer Dispute | Final | $186,546.00 | $0.00 | See FINRA Report |
| Donald Joseph Whitton | 2116141 | 4 | 01/01/2000 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Donald Joseph Whitton | 2116141 | 4 | 10/11/1999 | Customer Dispute | Dismissed | $28,000.00 | $0.00 | See FINRA Report |