Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Winston McGilchrist | 1029958 | 11 | 02/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Winston McGilchrist | 1029958 | 11 | 02/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marty Michael Martinez | 3091591 | 4 | 11/24/2010 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Matthew Clinton Bade | 1686261 | 2 | 07/02/2010 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Jonathan Adam Barrack | 1393944 | 5 | 06/10/2010 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| John Winston McGilchrist | 1029958 | 11 | 03/24/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Gregory Klages | 4888941 | 2 | 12/18/2009 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Matthew Clinton Bade | 1686261 | 2 | 12/07/2009 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| William Hill Whitworth | 3097232 | 1 | 06/19/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott Vertesch | 2251862 | 1 | 05/26/2009 | Customer Dispute | Denied | $5,968.70 | $0.00 | See FINRA Report |