Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Lemar Henry | 6298832 | 4 | 02/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Winston McGilchrist | 1029958 | 11 | 01/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Winston McGilchrist | 1029958 | 11 | 01/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin J Taalman | 3151387 | 1 | 10/26/2017 | Customer Dispute | Denied | $61,913.00 | $0.00 | See FINRA Report |
| Patrick Kevin Lee | 2003189 | 4 | 07/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon Lemar Henry | 6298832 | 4 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hurong Lou | 5208342 | 2 | 03/24/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher J Spitaletto | 5076070 | 1 | 01/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Brian Swift McDonough | 6257890 | 1 | 01/17/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Sackett | 6413170 | 2 | 11/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |