Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Lemar Henry | 6298832 | 4 | 05/24/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tracy A Shannon | 1872702 | 1 | 12/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Adam Lansford | 6105913 | 1 | 10/06/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Brian William Casey | 5560233 | 1 | 08/17/2022 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| John Winston McGilchrist | 1029958 | 11 | 05/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Winston McGilchrist | 1029958 | 11 | 05/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Avinash Daswani | 4838727 | 2 | 03/22/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Disrud | 3095068 | 1 | 07/14/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick Kevin Lee | 2003189 | 4 | 05/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caleb Riley | 6715912 | 2 | 02/01/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |