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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 151-156 out of 156 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Marty Michael Martinez3091591403/05/1991CriminalFinal Disposition$0.00$0.00See FINRA Report
John P Murphy856789511/13/1990Customer DisputeSettled$25,000,000.00$0.00See FINRA Report
John P Murphy856789511/08/1990RegulatoryFinal$0.00$0.00See FINRA Report
Scott Gordon Kishbaugh5704419112/30/1977CriminalFinal Disposition$0.00$0.00See FINRA Report
Jonathan Joel Schedler4209416105/01/1977CriminalFinal Disposition$0.00$0.00See FINRA Report
Julie Lynn Russell1270596106/15/1975CriminalFinal Disposition$0.00$0.00See FINRA Report

156 Results

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